USB4
USB4 is a USB system specified in the USB4 specification which was released in version 1.0 on 29 August 2019 by USB Implementers Forum.[1]
![]() The USB4 40Gbps logo | |||
Type | USB | ||
---|---|---|---|
Production history | |||
Designer | USB Promoter Group | ||
Designed | 29 August 2019 | ||
Superseded | USB 3.2 | ||
Daisy chain | No | ||
Audio signal | DisplayPort | ||
Video signal | DisplayPort | ||
Connector | USB-C | ||
Electrical | |||
Max. voltage | 48 V (PD 3.1) | ||
Max. current | 5 A (PD) | ||
Data | |||
Data signal | Yes | ||
Bitrate | 40 Gbit/s (5 GB/s) |

In contrast to prior USB protocol standards, USB4 requires USB-C connectors, and for power delivery, it requires support of USB PD. In contrast to USB 3.2, it allows tunneling of DisplayPort and PCI Express. The architecture defines a method to share a single high-speed link with multiple end-device types dynamically that best serves the transfer of data by type and application. USB4 products must support 20 Gbit/s throughput and can support 40 Gbit/s throughput, but due to tunneling even nominal 20 Gbit/s can result in higher effective data rates in USB4, compared to USB 3.2, when sending mixed data.
The USB4 specification is based on the Thunderbolt 3 protocol specification.[2] Support of interoperability with Thunderbolt 3 products is optional for USB4 hosts and USB4 peripheral devices, and is required for USB4 hubs on their downward facing ports and for USB4-based docks on their downward and upward facing ports. On the other hand, support for USB4 is required in Thunderbolt 4.[3]
Name
The USB4 specification version 1.0, released 29 August 2019, uses "Universal Serial Bus 4" and specifically "USB4", that is the short name branding is deliberately without a separating space versus the prior versions.
Several news reports before the release of that version use the terminology "USB 4.0" and "USB 4".[4][5] Even after publication of rev. 1.0, some sources write "USB 4", claiming "to reflect the way readers search".[6]
Specifications
Contributors
At time of publication of version 1.0, promoter companies having employees that participated in the USB4 Specification technical work group were: Apple Inc., Hewlett-Packard, Intel, Microsoft, Renesas Electronics, STMicroelectronics, and Texas Instruments.
Design goals
Goals stated in the USB4 specification are increasing bandwidth, helping to converge the USB-C connector ecosystem, and "minimize end-user confusion". Some of the key areas to achieve this are using a single USB-C connector type, while retaining compatibility with existing USB and Thunderbolt products.[9]
Data transfer modes
USB4 by itself does not provide any generic data transfer mechanism or device classes like USB 3.x, but serves mostly as a way to tunnel other protocols like USB 3.2, DisplayPort, and optionally PCIe. While it does provide a native Host-to-Host protocol, as the name implies it is only available between two connected hosts; it is used to implement Host IP Networking. Therefore, when the host and device do not support optional PCIe tunneling, the maximum non-display bandwidth is limited to USB 3.2 20 Gbit/s, while only USB 3.2 10 Gbit/s is mandatory.
USB4 specifies tunneling of:
- USB 3.2 ("Enhanced Superspeed") Tunneling
- DisplayPort 1.4a-based Tunneling
- PCI Express (PCIe)-based Tunneling
USB4 also requires support of DisplayPort Alternate Mode. That means, DP can be sent via USB4 tunneling or by DP Alternate Mode.[10]
DisplayPort Alt Mode 2.0: USB 4 supports DisplayPort 2.0 over its alternative mode. DisplayPort 2.0 can support 8K resolution at 60 Hz with HDR10 color and can use up to 80 Gbit/s which is double the amount available to USB data.[11]
Legacy USB (1–2) is always supported using the dedicated wires in the USB-C connector.
Support of data transfer modes
Some transfer modes are supported by all USB4 devices, support for others is optional. The requirements for supported modes depend on the type of device.
Mode | Host | Hub | Peripheral device |
---|---|---|---|
Legacy USB (1–2) (max. 480 Mbit/s) | Yes | Yes | Yes |
USB4 20 Gbit/s Transport | Yes | Yes | Optional |
USB4 40 Gbit/s Transport | Optional | Yes | Optional |
Tunneled USB 3.2 (10 Gbit/s) | Yes | Yes | Yes |
Tunneled USB 3.2 (20 Gbit/s)[12] | Optional | Optional | Optional |
Tunneled Displayport | Yes | Yes | Optional |
Tunneled PCI Express | Optional | Yes | Optional |
Host-to-Host communications | Yes | Yes | N/A |
DisplayPort Alternate Mode | Yes | Yes | Optional |
Thunderbolt Alternate Mode | Optional | Yes | Optional |
USB-C Alternate Modes | Optional | Optional | Optional |
USB 3.x – 4.x data transfer modes
Mode Name | Old Name | Encoding | Dual-Lane | Lane Speed (Gbit/s) |
Nominal Speed | USB-IF Marketing Name[13][14] | Logo | |
---|---|---|---|---|---|---|---|---|
(Gbit/s) | (GB/s) | |||||||
USB 3.2 Gen 1×1 | USB 3.0, USB 3.1 Gen 1 |
8b/10b | No | 5 | 5 | 0.625 | SuperSpeed USB 5Gbps | ![]() |
USB 3.2 Gen 1×2 | 8b/10b | Yes | 5 | 10 | 1.2 | N/A | ||
USB 3.2 Gen 2×1 | USB 3.1 Gen 2 | 128b/132b | No | 10 | 10 | 1.2 | SuperSpeed USB 10Gbps | ![]() |
USB 3.2 Gen 2×2 | 128b/132b | Yes | 10 | 20 | 2.4 | SuperSpeed USB 20Gbps | ![]() | |
USB4 Gen 2×1 | 64b/66b[lower-alpha 1] | No | 10 | 10 | 1.2 | N/A | ||
USB4 Gen 2×2 | 64b/66b[lower-alpha 1] | Yes | 10 | 20 | 2.4 | USB4 20Gbps | ![]() | |
USB4 Gen 3×1 | 128b/132b[lower-alpha 1] | No | 20 | 20 | 2.4 | N/A | ||
USB4 Gen 3×2 | 128b/132b[lower-alpha 1] | Yes | 20 | 40 | 4.8 | USB4 40Gbps | ![]() |
- USB4 can use optional Reed–Solomon forward error correction (RS FEC). In this mode, 12 × 16 B (128 bit) symbols are assembled together with 2 B (12 bit + 4 bit reserved) synchronisation bits indicating the respective symbol types and 4 B of RS FEC to allow to correct up to 1 B of errors anywhere in the total 198 B block.
USB4 Gen 2 is different from USB 3.2 Gen 2. They only signify the same speed, i.e. 10 Gbit/s, but they are coded differently on the electrical layer.
Although USB4 is required to support dual-lane modes, it uses single-lane operations during initialization of a dual-lane link; single-lane link can also be used as a fallback mode in case of a lane bonding error.
In Thunderbolt compatibility mode, the lanes are driven slightly faster at 10.3125 Gbit/s (for Gen 2) and 20.625 Gbit/s (for Gen 3), as required by Thunderbolt specifications.
Power delivery
USB4 requires USB Power Delivery (USB PD). A USB4 connection needs to negotiate a USB PD contract before being established. A USB4 source must at least provide 7.5 W (5 V, 1.5 A) per port. A USB4 sink must require less than 250 mA (default), 1.5 A, or 3 A @ 5 V of power (depending on USB-C resistor configuration) before USB PD negotiation. With USB PD, up to 240 W of power is possible with 'Extended power range' (5 A at 48 V). For 'Standard Power range' up to 100 W is possible (5 A at 20 V).
Thunderbolt 3 compatibility
The USB4 specification states that a design goal is to "Retain compatibility with existing ecosystem of USB and Thunderbolt products." Compatibility with Thunderbolt 3 is required for USB4 hubs; it's optional for USB4 hosts and USB4 peripheral devices.[15] Compatible products need to implement 40 Gbit/s mode, at least 15 W of supplied power, and the different clock; implementers need to sign the license agreement and register a Vendor ID with Intel.[16]
Alternate Mode partner specifications
On 29 April 2020, DisplayPort Alt Mode version 2.0 was released, supporting DisplayPort 2.0 over USB4.[17]
Pinout
USB4 has 24 pins in a symmetrical USB type C shell. USB4 has 12 A pins on top and 12 bottom B pins. [18]
USB4 has two lanes of differential SuperSpeed pairs. Lane one uses TX1+, TX1-, RX1+, RX1- and lane two uses TX2+, TX2-, RX2+, RX2-. USB4 transfers data at 20 Gbp/s per lane. USB4 also keeps the differential D+ and D- for USB 2.0 transfer.[19]
The CC configuration channels have the roles of creating a relationship between attached ports, detecting plug orientation due to the reversible USB type C shell, discovering the VBUS power supply pins, determining the lane ordering of the SuperSpeed lanes, and finally the USB protocol makes the CC configuration channel responsible for entering USB4 operation. [20]
Pin | Color | Connector A Name | Connector B Name | Description |
---|---|---|---|---|
1 | Green | GND | GND | Ground |
2 | Yellow | TX1+ | TX2+ | Differential Super Speed pair |
3 | Yellow | TX1- | TX2- | Differential Super Speed pair |
4 | Red | VBUS | VBUS | Power |
5 | White | CC1 | CC2 | Plug Configuration Detection |
6 | Blue | D+ | D+ | USB 2.0 Differential Pair |
7 | Blue | D- | D- | USB 2.0 Differential Pair |
8 | White | SBU1 | SBU2 | Sideband Use |
9 | Red | VBUS | VBUS | Power |
10 | Orange | RX2- | RX1- | Differential Super Speed pair |
11 | Orange | RX2+ | RX1+ | Differential Super Speed pair |
12 | Green | GND | GND | Ground |
Software support
Linux kernel 5.6, released on 29 March 2020, supports USB4.[21]
macOS Big Sur (11.0), released on 12 November 2020, supports USB4.[22]
Windows 11, released on October 5, 2021, supports USB4.[23]
Hardware support
During CES 2020, USB-IF and Intel stated their intention to allow USB4 products that support all the optional functionality as Thunderbolt 4 products. The first products compatible with USB4 were Intel's Tiger Lake processors, with more devices appearing around the end of 2020.[24][25]
Brad Saunders, CEO of the USB Promoter Group, anticipates that most PCs with USB4 will support Thunderbolt 3, but for phones the manufacturers are less likely to implement Thunderbolt 3 support.[6]
On 3 March 2020, Cypress Semiconductor announced new Type-C power (PD) controllers supporting USB4, CCG6DF as dual port and CCG6SF as single-port.[26]
At a November 10, 2020 event, Apple unveiled three new computers to their MacBook Air, MacBook Pro, and Mac Mini product lines, to take advantage of the new standard. They are amongst the world's first computers to come equipped with dual USB4/TB4 ports and single controller. The models Mac Mini (M1, 2020) (2 controllers), MacBook Air (M1, 2020), and MacBook Pro (13-inch, M1, 2020) are also highlighted by the fact that they are the first to come with Apple's own CPU offerings, the Apple M1 SoC.[27]
AMD Zen 4 processors have USB4 support.
References
- "USB Promoter Group USB4 Specification". USB implementers forum. 29 August 2019.
- Bright, Peter (4 March 2019). "Thunderbolt 3 becomes USB4, as Intel's interconnect goes royalty-free". Ars Technica. Retrieved 4 March 2019.
- Introducing Thunderbolt 4: Universal Cable Connectivity for Everyone. Intel newsroom. July 8, 2020
- "With USB 4, Thunderbolt and USB will converge".
- Hagedoorn, Hilbert. "USB 4.0 Will Arrive in Late 2020". Guru3D.
- September 2019, Avram Piltch 03. "USB 4: Everything We Know So Far". Tom's Hardware.
- Hill, Brandon (4 March 2019). "USB4 Leverages Thunderbolt 3 Protocol Doubling Speeds To 40Gbps". HotHardware.
- "USB4 announced with 40Gbps bandwidth, it's based on Thunderbolt 3". GSMArena.com.
- USB4 Spec. p.1
- "USB4 - No more Mr. Nice Guy, your USB-C connector has to do it all! - #38". YouTube. 21 November 2019. Retrieved 1 May 2020.
- "VESA RELEASES UPDATED DISPLAYPORT ALT MODE SPEC TO BRING DISPLAYPORT 2.0 PERFORMANCE TO USB4 AND NEW USB TYPE-C® DEVICES". Vesa. 29 April 2020. Retrieved 9 August 2021.
- USB4 Spec 1.0 Sect 9 specifically mentions the requirement of "Superspeed Plus (= Gen 2×1) support for hubs and devices, the latter only if they optionally support USB3 tunneling. The rest of the specification doesn't mention the speed at all, and more generically just refers to the whole USB3.2 architecture as "Enhanced Superspeed". Section 9.2.1 states the requirement to only support Gen 2×1 for the USB3 tunneling adapter, with Gen 2×2 being optional.
- USB 3.2 Specification Language Usage Guidelines from USB-IF
- USB4 Specification Language Usage Guidelines from USB-IF
- USB4 Specification V1.0 August 2019 Chapter 13: "A USB4 host and USB4 peripheral device may optionally support TBT3-Compatibility. If a USB4 host or USB4 peripheral device supports TBT3-Compatibility, it shall do so as defined in this chapter".
- USB4 Thunderbolt3 Compatibility Requirements Specification - USB-F
- Association (VESA), Video Electronics Standards. "VESA Releases Updated DisplayPort Alt Mode Spec to Bring DisplayPort 2.0 Performance to USB4 and New USB Type-C Devices". www.prnewswire.com.
- "The Relationship Between USB4 and the USB Type-C Connector". Total Phase Blog. 18 February 2020. Retrieved 5 April 2022.
- "USB4® Specification | USB-IF". www.usb.org. Retrieved 5 April 2022.
- Leung, Benson (19 November 2018). "USB Type-C™'s Configuration Channel". Medium. Retrieved 5 April 2022.
- "Linux 5.6 Kernel Released With WireGuard, USB4, New AMD + Intel Hardware Support - Phoronix". Phoronix.com.
- "Introducing the next generation of Mac". apple.com. 10 November 2020. Retrieved 13 November 2020.
- windows-driver-content. "Introduction to the USB4 connection manager in Windows". docs.microsoft.com. Retrieved 3 November 2021.
- "USB4 devices are clear to roll out next year". Engadget.
- Maislinger, Florian (14 June 2019). "First USB 4 devices to be launched at the end of 2020".
- Shilov, Anton. "Cypress Announces USB 3.2 & USB4-Ready Controllers: EZ-PD CCG6DF & CCG6SF". www.anandtech.com.
- "CApple Event November 10, 2020". www.apple.com.
External links
- USB4 | USB-IF
- USB4 | USB-IF
- USB4 specifications can be downloaded from usb.org:
- USB4 Specification | USB-IF 2019-08-29
- USB4 Adopters Agreement | USB-IF 2019-08-29
- Podcast with Jit Lim from Keysight, 2019-11-21